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Why We Do What We Do

Being independent affords us the opportunity to pick-and-choose our service providers so that we can keep overhead costs down and select those services that best suit our clients’ needs.


Centaurus Financial Inc. Southern California broker dealer

Centaurus Financial is a leading independent broker/dealer that provides unparalleled service, technology, and education to independent financial advisors in the securities industry. Centaurus’ client-centric platform allows financial advisors the freedom to successfully grow their business and serve their clients.


Pershing LLC affiliation in Orange County, California

Pershing LLC, a subsidiary of the Bank of New York Mellon Corporation, is the industry’s largest provider of clearing and settlement solutions. Pershing is one of the custodians we use for client accounts and provides trade execution, safeguarding of assets, and account reporting. 



TD Ameritrade affiliation in Orange County California

TD Ameritrade Institutional is the custodian we utilize for investment advisory accounts. TDA’s platform provides comprehensive securities brokerage and custody services for thousands of independent financial advisors across the country.


Riskalyze affiliation

Riskalyze is a “risk alignment platform” that allows our firm to capture a quantitative measurement of client risk tolerance and create suitable customized portfolios for each client’s risk profile.